Financial Advisor Comparison Checklist

Make the Right Choice for Your Financial Future

If you’re looking for a financial advisor for the first time or considering a change, asking the right questions is crucial to finding the firm that best aligns with your specific needs. You want an advisor who inspires confidence and offers the services and expertise necessary to help you achieve your financial priorities and long-term goals.

Our comprehensive evaluation checklist provides a detailed set of questions you should ask any advisor or firm you are evaluating, including:

What services does the firm offer?
How do the firm’s advisors get compensated?
What is the firm’s investment philosophy?
What standard of care can you expect?
Does the firm have a disciplinary record?

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